Types of filings
SEC filings are submitted by public companies to the U.S. Securities and Exchange Commission (SEC). These filings are financial statements or formal documents, provided for investors and financial professionals who rely on these filings for information about companies they are evaluating. The reporting requirements are key to being transparent and keeping shareholders and markets regularly informed. The required reports include an annual Form 10-K and Annual Report to Shareholders filings.
Form 10-K is an annual report, required for filing by the US Securities and Exchange Commission (SEC), that gives a comprehensive summary of a company's financial performance.
An annual report to shareholders is the primary document used by public companies to report on the current state of its financial condition. It is followed by an annual meeting of shareholders.
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